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— CrossMark ←click for updates Is the Soul the Form of the Body? John Haldane Abstract. The idea of the soul, though once common in discussions of human nature, is rarely considered in contemporary philosophy. This reflects a general physicalist turn; but besides commitment to various forms of materialism there is the objection that the very idea of the soul is incoherent. The notion of soul con- sidered here is a broadly Aristotelian-Thomistic one according to which it is both the form of a living human being and something subsistent on its own account. Having discussed the conceptual issues of how the soul may be conceived of, and set aside certain neo-Cartesian lines of response to materialism, an argument to the existence of a non-material principle is presented. Certain implications are then explored leading to the conclusion that it is possible for the intellectual soul to survive the death of the body. I. A nyone writing philosophically in the twenty-first century about the soul should feel difficulties arising from the predominance of broadly naturalistic styles of thought. By 'naturalism' I mean sci- entific materialism in its various forms conceived of as a general account of the nature of reality (exempting, perhaps, numbers, possibilia, and other abstract objects). Even in earlier times, however, when belief in spiritual beings was com- mon among educated thinkers, philosophers and theologians often struggled with the idea of the human soul. This was for good reason, for believers in souls have generally wanted to view them as autonomous substantial entities, basic subjects of ontological predication; but the conceptual model for subjects in this sense is that of material objects. Souls in this way of thinking are like objects such as trees except that (a) they have a subjective nature, as centres of thought and perhaps action; and (b) they are immaterial. Someone versed in recent philosophy of mind may immediately take up the question of how something that is an object can also be a subject; but while there may be an issue here, the move is too quick in supposing that 'object' in material object implies being objective in a way that is at odds with also being 2013, American Catholic Philosophical Quarterly, Vol. 87, No. 3 doi: 10.5840/acpq201387334 pp. 481-493 AMERICAN CATHOLIC PHILOSOPHICAL QUARTERLY a subject. At this point one can observe simply that as 'object' was introduced it was not meant to preclude any possibility, and besides it was suggested as being the model for the idea of souls, not asserting that souls are material objects. More likely to be unambiguously problematic is the idea that souls are immaterial. In fact I think that a commonly felt difficulty attends to both (a) and (b), for the first thing that comes to mind in thinking of an object is a more or less clearly bounded material item of the middle-sized dry goods sort. If someone were to say "but remember this is also a subject," one might accept that point but still struggle with the notion of an immaterial thing. Some sense of progress might come with loosening the boundaries, thinking of a forest or a cloud, then of a region, and next perhaps of a field defined in terms of some numerical value(s) holding at all points within it. Clearly, however, all of these are still physical: occupying space and expending or absorbing energy. In that respect a region or field is a sort of spread out material object. 482 So the difficulty of thinking of souls as objects is related to that of thinking of them as immaterial, and being told that they are not objects in any subjectivity- excluding sense does not help, for one is still looking for a model that will allow one to think of immaterial subjects. There is, of course, a contemporary way of introducing the idea of "things" that might seem promising in not being tied to the paradigm of material objects, which is via semantics. Consider the funda- mental categories of entities that might be represented linguistically, these being identified via certain logically distinguishable classes of expressions: properties as the semantic values of one-place predicates, relations as those of multi-place predicates, truth-values as those of well-formed indicative sentences—and for singular terms? Objects. Here the idea of an object is simply that of a potential referent of a proper name, a demonstrative pronoun, or a uniquely-referring definite description; and one can get a sense of what the range of objects could be, therefore, by thinking of the variety of singular terms. The trouble now, however, is that 'object' in this usage is not any kind of sortal; its meaning is given by its logical-cum-semantic character; namely that while properties and relations are incomplete, e.g., 'is red,' 'is larger than,' etc., await semantic bearers, objects are referentially complete in themselves. Whatever its role in seman- tics this says nothing ontologically speaking about the kind of thing that an object is. It is an illusion, therefore, to suppose we have given some definite general sense to thinking about souls by saying that they are the referents of certain true statements. For one thing, this does not tell us that souls exist or even that they can exist, for the term 'soul' may actually or necessarily lack reference. More to the point, however, it really does nothing to advance the effort to understand what souls are or might be. It only distracts from the earlier problem momen- tarily, for if someone asks whether souls might be per se referents of numerical IS THE SOUL THE FORM OF THE BODY? 483 expressions it is pretty clear that we shall immediately reply that numbers are entirely different being abstract and non-actual, whereas souls are like living things, only immaterial. II. Here is where it might seem helpful to turn to the idea that the human soul is the form of the living human body. In Aristotle's famous definition: the soul is the first actuality [state] of a natural body that has life potentially (De Anima 412a15). This makes an intrinsic connection with life indicating that the soul is in one way or another the source of the life of an animate substance, making it to be just that. What gives life can be said to be a principle or source of life and perhaps to be itself alive. Were it not, a regress would ensue, but it is surely contingent that there is more than one principia anima, therefore a principle of life should itself be possessed of that which it provides to another; hence the soul is itself alive though its mode of existing may be non-organic. It might be added, however, that 'alive' applies analogically to a principia anima and to what it animates in as much as the former is the cause of the life of a living thing. On the other hand a principle of life' particularly as this arises from Aristotle's immediately preceding discussion sounds somewhat abstract, so perhaps it is after all possible to say that while souls cannot be likened to numbers, they can be likened to a sort of ordering or structure which is certainly some kind of reality. Aristotle writes that it is natural bodies especially that are thought to be substances, and substances are composites of form and matter: principles of actuality and of potentiality, respectively. So the life of a living thing must be due to its form, hence this form is an animating principle. Just as this cannot be matter (for that is the source of potentiality), nor can it be a body, for a body is a substance and this principle is the form of a substance. This gives us the idea of the kind of thing a soul might be, namely a principle of organization and activity, and a sense in which it is necessarily non-material, as being the counterpart of matter. But does this help get us closer to the original idea that a soul is an im- material subject of thought and action, and nearer to making sense of that idea? Straight off there seems to be an equivocation in the claim that the soul is not material, between (a) Aristotle's abstract sense of its being necessarily a non- substantial compositional complement of matter, and (b) the concrete spiritual sense of its being an immaterial entity. Additionally in the Aristotelian scheme any form is non-material, even that of an inanimate material substance. How, if at all, then, might the gap be narrowed if not closed? It needs to be shown that a form as such can be a kind of existing thing that could be the subject of its own activity, and it needs also to be shown that 484 AMERICAN CATHOLIC PHILOSOPHICAL QUARTERLY among the activities of a human being are some that are not attributable to the living body. Given Aristotelian hylomorphism, every human activity is due to the soul, but clearly not every human activity is immaterial in the relevant sense, so it is yet possible that every activity is exercised wholly and exclusively through the human body. Breathing, digesting, and scratching are due to the soul, but all are entirely bodily, so why suppose that there is anything we do that is not corporeal? Or, to put it another way, why think there is any activity that is attributable to the soul alone as its proper and exclusive agent? Putting the question in the latter form is not intended to exclude the possibility that such activities might also be expressed through bodily activity, as in the case of vocal utterance understood not as a physiological operation but as intrinsically intelligible speech. Many contemporary non-materialists are very taken with sensory con- sciousness as providing proof of the immateriality of mind and therefore, either by definition or by linking argument, that of the soul. I am doubtful about this, however, in part because the phenomenological structure of consciousness seems closely isomorphic with the dynamic structure of the sense-environment complex, which suggests that consciousness may be an organic function. Addi- tionally, the intentional objects of consciousness seem to be empirical particulars (be they extra- or intra-bodily ones), and this suggests that they are related to bodily activities.¹ Related to these points is the general fact that the terms used to describe the operations and contents of consciousness seem to be conceptually connected to spatiality, to receptivity to the impact of the material environment, and to bodily conditions. Thus, states of consciousness may be described as be- ing “bright” or “dark,” “saturated” or “spectral,” “warm” or “cold,” “muffled” or "distinct," "unfocussed” or “clear," as changing "slowly" or "rapidly," as being “exhilarating” or “exhausting,” “releasing” or “confining,” and so on. In writing about intentionality Husserl and Sartre emphasize the exterior orientation of consciousness, but even states that might be thought to have an interior orienta- tion deploy similar language: 'light' or 'gloom,' 'stillness' or 'torment,' 'accretion' or 'separation,' etc. While it might be suggested that this is due to the fact that consciousness as we experience it is embodied, this begs the question why should there not be acquaintance with aspects of pure non-dependent consciousness. In seeking a candidate for this, or with the intent of advancing a further argument, someone might claim that states of consciousness are referred to a unitary and indivisible subject: the self, and that there is no material entity that might be a candidate for this, either the human body as a whole or some special ¹For further discussion of this and related matters, see John Haldane, “Kenny and Aquinas on the Metaphysics of Mind," in Mind, Method, and Morality: Essays in Honour of Anthony Kenny, ed. John Cottingham and Peter Hacker (Oxford: Oxford University Press, 2010). 485 part of it. As it happens, however, some who have been impressed by the idea that we are aware of an indivisible unitary subject of consciousness have revived (knowingly or not) the idea proposed by some ancient authors that this might in fact be a thinking atom located somewhere in the brain.² “Atom” here is not the proton-neutron-electron aggregate of contemporary physics but an atom in the original sense of an indivisible material particle. Independently of wondering what might be made of that explanation we should, however, be cautious about the claim that we are acquainted with a unitary subject of consciousness. 'Acquainted' is the operative word here, since the position I am considering is not one which holds this is inferred, inductively or deductively, or grasped by some rational insight, but that it is given to con- sciousness. Set against it is Hume's observation in the Treatise: IS THE SOUL THE FORM OF THE BODY? For my part, when I enter most intimately into what I call myself, I always stumble on some particular perception or other, of heat or cold, light or shade, love or hatred, pain or pleasure. I never catch myself at any time without a perception, and never can observe any thing but the perception. ... I never can observe anything but the perception.³ So far as this may be advanced to show that there is no mental subject, it is circumventable in various ways, for example by showing, as Frederick Ferrier sought to do, that the concept of knowledge presupposes a knower as well as a known; or by arguing, as for example does Locke, from an account of minded- ness as essentially involving mental activity to the conclusion that there must be a mental agent. Writing to Bishop Stillingfleet Locke observes: First, we experiment [experience] in ourselves thinking. The idea of this action or mode of thinking is inconsistent with the idea of self-subsistence, and therefore has a necessary connection with a support or subject of inhesion: the idea of that support is what we call substance, and so from thinking experimented in us, we have a proof of a thinking substance in us, which is my sense of spirit.5 2See Roderick Chisholm, “On the Simplicity of the Soul," Philosophical Perspectives 5 (1991): 157-81. ³David Hume, Treatise of Human Nature, ed. L. A. Selby-Bigge (Oxford: Oxford University Press, 1958), bk. I, pt. iv, sec. vi. 4See James F. Ferrier, Institutes of Metaphysics (Edinburgh: Blackwood, 1875), sec. I, prop. IX “The Ego Per Se.” The text is reproduced with an introduction in the Hume on Mind and Causality issue of The Journal of Scottish Philosophy 5 (2007): 1–13. 5 'The Works of John Locke, vol. 3 (London: Rivington, 1824), 33. By 'spirit' Locke simply means thinking thing, and while believing it more likely that this is immaterial than that it is material, he remains neutral on the issue.